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Securities Industry Essentials Exam (SIE)
- Exam Number/Code : SIE
- Exam Name : Securities Industry Essentials Exam (SIE)
- Questions and Answers : 213 Q&As
- Update Time: 2019-01-10
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NEW QUESTION: 1
Which type of state transition completion will trigger a save process on the record at runtime?
A. Any transition will trigger a save process.
B. A transition that links to another state.
C. Any transition that contains an action called triSave or triSaveAndClose.
D. A transition that links back to itself.
Answer: A
NEW QUESTION: 2
Your network contains a computer named Computer1 that runs Windows 7. You need to verify if Computer1 has active DirectAccess connections to the network.
What should you do?
A. From Windows Firewall with Advanced Security, click Monitoring, click Security Associations, and then click Main Mode.
B. From Network Connections, right-click the active network connection, and then click Status.
C. From Windows Firewall with Advanced Security, click Monitoring, and then click Connection Security Rules.
D. From Network Connections, select the active network connection, and then click Diagnose this connection.
Answer: A
NEW QUESTION: 3
Human Resources suspects an employee is accessing the employee salary database. The administrator is asked to find out who it is. In order to complete this task, which of the following is a security control that should be in place?
A. Time of day restrictions should be in use
B. Account lockout should be enabled
C. Privileges should be assigned to groups rather than individuals
D. Shared accounts should be prohibited.
Answer: D
Explanation:
Explanation/Reference:
Explanation:
Since distinguishing between the actions of one person and another isn't possible if they both use a shared account, shared accounts should not be allowed. If shared accounts are being used, the administrator will find the account, but have more than one suspect. To nullify this occurrence, Shared accounts should be prohibited.
NEW QUESTION: 4
A company uses May 1 as the start of its fiscal year.
The company's management needs to define fiscal calendars and date intervals for financial activities and financial reporting.
You need to set up fiscal calendars and date intervals and understand how they are used in financial accounting.
Which of the following attributes or purposes does each of the data configurations have? To answer, select the appropriate configuration in the answer area.
NOTE: Each correct selection is worth one point.
Answer:
Explanation:
References:
https://docs.microsoft.com/en-us/dynamics365/unified-operations/financials/budgeting/fiscal-calendars-fiscal-years-periods