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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
A customer has recently implemented data store synchronization. The SteelHeads are reporting "Duplicate data store id." What is the probable cause?
A. The data store sync has been configured without restarting the services.
B. The SteelHeads are in a parallel deployment and have not bad connection forwarding enabled.
C. SteelHead Mobile has been implemented without increasing the peer table on the Server Steelhead.
D. The SteelHeads are in a serial deployment with no peering rules set in order to avoid peering with each other.
E. The SteelHeads syncing their data stores are running different versions of RiOS.
Answer: D

NEW QUESTION: 2
Click the exhibit.

Based on the configuration, channels 239.1.1.1, 239.1.1.2, 239.1.1.3 and 239.1.1.5 have already been
established. What happens when this router receives two IGMP reports to join group 239.1.1.4 and
239.1.1.8?
A. Channel 239.1.1.4 can be established, while 239.1.1.8 cannot.
B. Both of these channels can be established.
C. Neither of these channels can be established.
D. Channel 239.1.1.8 can be established, while 239.1.1.4 cannot.
Answer: D

NEW QUESTION: 3
Which one of the following Provisions of the Transfer of Property Act relates to 'usufructuary mortgage'
A. Section 58 (d)
B. Section 58 (b)
C. Section 58 (a)
D. Section 58 (e)
Answer: A

NEW QUESTION: 4
You have a customer call with a consulting firm. During the call the customer references that the firm has a formal partnership with a University and students at the University do the research for the firm using IBM SPSS Statistics. Which is true regarding the terms of use of IBM SPSS Statistics?
A. As long as there is a legal relationship between the firm and the University there is no license violation.
B. The firm needs a commercial license for any research they conduct.
C. All students, irrespective of how the software is being used, need an Academic License.
D. The firm is not allowed to contract research services through students or a University.
Answer: A