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Securities Industry Essentials Exam (SIE)
- Exam Number/Code : SIE
- Exam Name : Securities Industry Essentials Exam (SIE)
- Questions and Answers : 213 Q&As
- Update Time: 2019-01-10
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NEW QUESTION: 1
Refer to the exhibit.
Based on the raw log, which two statements are correct? (Choose two.)
A. Log severity is set to error on FortiGate.
B. Traffic belongs to the root VDOM.
C. Traffic is blocked because Action is set to DENY in the firewall policy.
D. This is a security log.
Answer: C,D
NEW QUESTION: 2
An internal auditor for a financial institution has just completed an audit of loan processing. Of the 81 loans approved by the loan committee, the auditor found seven loans which exceeded the approved amount.
Which of the following actions would be inappropriate on the part of the auditor?
A. Determine the amount of the differences and make an assessment as to whether the dollar differences are material. If the amounts are not material, not in violation of government regulations, and can be rationally explained, omit the observation from the engagement final communication.
B. Examine the seven loans to determine if there is a pattern. Summarize amounts and include in the engagement final communication.
C. Follow up with the appropriate vice president and include the vice president's acknowledgment of the situation in the engagement final communication.
D. Report the amounts to the loan committee and leave it up to them to correct. Take no further follow-up action at this time and do not include the items in the engagement final communication.
Answer: D
NEW QUESTION: 3
Which type of server do you use to execute a vulnerability assessment against a host when designing a NAC?
A. Audit
B. Remediation
C. PVS
D. AAA
Answer: A
Explanation:
https://www.cisco.com/en/US/solutions/ns340/ns394/ns171/ns466/ns617/net_design_guidance09
00aecd80417226.pdf
AAA Server (Authentication, Authorization and Accounting Server)--The central policy server that aggregates one or more authentications and/or authorizations into a single system authorization decision and maps this decision to a network access profile for enforcement by the NAD. Cisco Secure Access Control Server (ACS) is Cisco's AAA server product that supports NAC Directory Server--A centralized directory server for performing user and/or machine authentication. Possible directory services include Lightweight Directory Access Protocol (LDAP), Microsoft Active Directory (AD), Novell Directory Services (NDS), and one-time token password servers (OTP).
Posture Validation Server (PVS)--A posture validation server from one or more third parties acts as an application-specific policy decision point in NAC for authorizing a set of posture credentials from one or more posture plugins against a set of policy rules.
Examples include anti-virus servers or security application servers.
Remediation Server--A management solution used to bring non-compliant hosts into compliance.
This could be a specialized patch management application or as simple as a web site for distributing software. The better and more efficient your host patching and remediation is, the less risk Audit Server--A server or software that performs vulnerability assessment (VA) against a host to determine the level of compliance or risk of the host prior to network admission