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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
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SIE

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NEW QUESTION: 1
You have a Windows 10 Enterprise computer named Computer1. Computer1 has File
History enabled.
You create a folder named Folder1 in the root of the C: drive.
You need to ensure that Folder1 is protected by File History.
What are two possible ways to achieve the goal? Each correct answer presents a complete solution.
A. Modify the Advanced settings from the FileHistory Control Panel item.
B. From File Explorer, include Folder1 in an existing library.
C. From File Explorer, modify the system attribute of Folder1.
D. From the Settings app, modify the Backup options.
Answer: B,D
Explanation:
By default, File History backs up all libraries. We can therefore ensure that Folder1 is protected by File History by adding the folder to a library.
The second method of ensuring that Folder1 is protected by File History is to add the folder location to File History. You do this by modifying the Backup options, not the File History
Control Panel item as you might expect. In the Settings app, select Update & Security then
Backup. Under the Back up using File History heading, select the Add a drive option.

NEW QUESTION: 2
A security company provides background checks on individuals as a service. Based on various criteria, a customer's request can have a different priority to receive a better level of service response time. Whether the background check passes or fails should not impact the service level. Request with a high priority need to be addresses within the same business day, those with a medium priority can take up to 3 days to process, and those with a low priority must be responded to within 5 business days.
The security company is currently updating the background check process and wants to define some performance measurements to ensure customers are receiving the service level they are paying for.
How should the BPM analyst define the measurements to meet these requirements?
A. Capture the times to start and complete the background check, calculate the service level agreement for each priority and compare it to the times.
B. Calculate the rate of background check passes per day per priority to determine the service level agreement.
C. Capture the times to start and complete the background check, calculate the duration and compare it to the service level agreement by priority.
D. Count the number of background check failures for each priority and calculate the difference from the service level agreement.
Answer: C

NEW QUESTION: 3
セキュリティ管理者が、マルウェアに属することが知られている環境でハッシュを見つけました。管理者は、このファイルがOSの事前更新領域にあることを確認します。これは、このファイルが中央のパッチシステムからプッシュされたことを示しています。
File: winx86_adobe_flash_upgrade.exe
Hash: 99ac28bede43ab869b853ba62c4ea243
管理者は、次の出力を使用してパッチ管理システムからレポートを取得します。

上記の出力を考慮して、次のMOSTのどれが発生した可能性がありますか?
A. ファイルは、パッチシステムを離れた後に破損しました。
B. ファイルは、パッチマネージャーがダウンロードしたときに感染しました。
C. ファイルには、検出を回避するための論理爆弾が埋め込まれています。
D. ファイルはアプリケーションホワイトリストシステムで承認されませんでした。
Answer: C