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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
You are the Office 365 administrator for a company.
You must create groups named GroupA and GroupB. Users in GroupA must be able to join or leave the group without administrator approval. GroupB must be visible in both Office 365 Users and Groups and Microsoft Exchange Online. GroupB must also have an email address associated with the group.
You need to create the appropriate Office 365 objects.
Which Office 365 object should you create for each group? To answer, drag the appropriate group types to the correct groups. Each group type may be used once, more than once, or not at all. You may need to drag the split bar between panes or scroll to view content.
NOTE: Each correct selection is worth one point.

Answer:
Explanation:

Explanation

Box1
Box2
all mail-enabled groups in Exchange are referred to as distribution groups, regardless of security context.
References: https://technet.microsoft.com/en-us/library/bb124513(v=exchg.150).aspx

NEW QUESTION: 2
Nach Überprüfung der unternehmensweiten Risikobewertung des Finanzinstituts zur Bekämpfung der Geldwäsche identifiziert der neue Compliance-Beauftragte mehrere Mängel, die behoben werden müssen.
Welcher Mangel könnte zu dem höchsten Potenzial für ein uneingeschränktes Risiko führen?
A. Die Risikobewertung wird zu häufig überprüft, wodurch kritische Ressourcen von anderen Compliance-Aufgaben abgelenkt werden.
B. Die Risikobewertung wird von einem anderen Team als die vorherige Bewertung durchgeführt, wodurch die Kontinuität des institutionellen Wissens gestört wird.
C. Die Risikobewertung ist mehrere Jahre alt und deckt nicht alle aktuellen Produkte und Dienstleistungen ab.
D. Die Risikobewertung antizipiert keine potenziellen Risiken, obwohl das Finanzinstitut keine unmittelbaren Pläne für diese Risiken hat.
Answer: C

NEW QUESTION: 3
Which of the following statements about Microsoft Dynamics AX 2012 data security policies are true? (Choose all that apply.)
A. Data security policies cannot be used to restrict access to an individual database.
B. Data security policies can be applied to security roles to control access to transactional data.
C. Data security policies can be used to control access to transactional data based on user data.
D. Data security policies can be used to control access to transactional data based on an effective date.
E. Data security policies can be used to control access to transactional data based on a query.
Answer: B,C,D