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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
Identify the three true statements about the timing of DRM integrations.
A. Imports may be run any time on any version.
B. Property queries may be run any time on any version.
C. Once a version has been finalized, only data Managers may run exports.
D. DRM integrations may be scheduled or run on demand.
E. Exports may be run any time on any version.
Answer: B,C,D

NEW QUESTION: 2
Which of the following is an inferential data (i.e. data which may not be correctly obtained by simply asking a direct question)?
A. Time Horizon
B. Risk appetite
C. Current Income
D. Future income requirement
Answer: B

NEW QUESTION: 3
View the Exhibit and examine the structure of the promotions table.

Evaluate the following SQL statement:

Which statement is true regarding the outcome of the above query?
A. It produces an error because SUBQUERIES cannot be used with the case expression.
B. It produces an error because the SUBQUERY gives an error.
C. It shows COST_REMARK for all the promos in the table.
D. It shows COST_REMARK for all the promos in the promo category 'TV'
Answer: C