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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
A 42-year-old male client has been treated at an alcoholic rehabilitation center for physiological alcohol dependence. The nurse will be able to determine that he is preparing for discharge and is effectively coping with his problem when he shares with her the following information:
A. "I really wasn't addicted to alcohol when I came here, I just needed some help dealing with my divorce."
B. "I know that I can only drink one or two drinks at social gatherings in the future, but at least I don't have to continue AA."
C. "It really wasn't my fault that I had to come here. If my wife hadn't left, I wouldn't have needed those drinks."
D. "I know that I will not ever be able to socially drink alcohol again and will need the support of the AA group."
Answer: D
Explanation:
Explanation/Reference:
Explanation:
(A) The client has insight into the severity of his alcohol addiction and has chosen one of the most effective treatment strategies to support him-Alcoholics Anonymous. (B) The client is still using denial and is not dealing with his alcohol addiction. (C) The client is exhibiting denial about his alcohol addiction and projecting blame on his divorce. (D) The client is projecting blame onto his wife for being in the hospital while still denying his alcohol addiction.

NEW QUESTION: 2
A recently issued audit report highlighted exceptions related to end-user handling of sensitive data and
access credentials. A security manager is addressing the findings. Which of the following activities should
be implemented?
A. Update the password policy
B. Deploy Group Policy Objects
C. Deploy a single sign-on platform
D. Increase training requirements
Answer: D

NEW QUESTION: 3
Which of the following steps are required to implement a new CDM template for an existing JRDM
template?
There are 2 correct answers to this question.
Response:
A. Update the <application-template-name> in the JRDM template
B. Update the <application-status-set> in the JRDM template
C. Connect the templates in Admin Center Form Template Settings
D. Configure a new CDM template with a new <template-name>
Answer: A,D

NEW QUESTION: 4
You need to implement the mobile device support requirements.
How should you build the ProcessRequest method? (To answer, select the appropriate options in the
answer area.)
Hot Area:

Answer:
Explanation:

Explanation: