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Securities Industry Essentials Exam (SIE)
- Exam Number/Code : SIE
- Exam Name : Securities Industry Essentials Exam (SIE)
- Questions and Answers : 213 Q&As
- Update Time: 2019-01-10
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NEW QUESTION: 1
Bill is a security analyst for his company.
All the switches used in the company's office are Cisco switches.
Bill wants to make sure all switches are safe from ARP poisoning.
How can Bill accomplish this?
A. Bill could use the command: ip arp no flood.
B. Bill can use the command: ip dhcp snooping.
C. Bill can use the command: no ip snoop.
D. He could use the command: ip arp no snoop.
Answer: B
NEW QUESTION: 2
If SmartWorkflow is configured to work without Sessions or Role Segregation, how does the SmartDashboard function?
A. The SmartDashboard functions as if SmartWorkflow is not enabled but an automatic session exists in the background and full SmartView tracker and audit trail functionality will be available.
B. All functions of SmartWorkflow will be available on a per rule basis.
C. The SmartDashboard will function without SmartWorkflow, with no session and no audit trail functionality.
D. The SmartDashboard will have no session but SmartView Tracker and audit trail will be available.
Answer: A
NEW QUESTION: 3
The risk premium
A. causes differences in required rates of return among alternate types of investments and among investments of the same type.
B. causes differences in the required rate of return among alternate types of investments.
C. can be less than zero.
D. causes differences in the required rate of return among investments of the same type.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Every investment has its own risk premium, which may change over time. The required rate of return on any security is equal to the risk-free rate of return plus the risk premium on that security. Because the lowest possible required rate of return on any investment is the risk-free rate of return, the risk premium cannot be less than zero.