SIE Valid Guide Files - FINRA New SIE Test Notes, Original SIE Questions - Assogba

Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
If the financial markets are liquid and the costs of trading are low, the financial system:
A. has complete markets.
B. is informationally efficient.
C. is operationally efficient.
Answer: C
Explanation:
The costs include commissions, bid-ask spreads, and order price impacts. Transaction costs are lower in transparent markets than in opaque markets because traders can more easily determine market value and more easily manage their trading in transparent markets.

NEW QUESTION: 2
What is the role of Document Image Services in xCP 1.x applications?
A. To allow media content to be attached to workflows
B. To generate PDF renditions
C. To integrate third-party viewers
D. To efficiently process and store image data
Answer: C

NEW QUESTION: 3
A cloud administrator is considering storage for a deployment. The admin needs a solution that is durable and reliable and fits the need for storing media, web assets, and backups. Which solution meets this need the best?
A. cloud file storage
B. cloud hybrid storage
C. cloud block storage
D. cloud NFS storage
Answer: B

NEW QUESTION: 4
Which of the following statements about the Smart Link group is false?
A. Among the two interfaces in a Smart Link group, one is in the active state and the other one in the standby state in normal situations.
B. A Smart Link group has two interfaces at most. The two interfaces if configured are an active interface and a standby interface.
C. When the active interface recovers from a fault, traffic will be switched back to it immediately.
D. When the active interface goes down, the Smart Link group automatically blocks it and changes the status of the standby interface to active.
Answer: C