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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
If the VPM displays two Web Access layers, which one is evaluated first?
A. The one that is visually to the right.
B. The answer depends on the contents of each layer.
C. The one that is visually to the left.
Answer: B

NEW QUESTION: 2
次のうち、IDプロバイダーとサービスプロバイダーの間でトークンを使用して、ユーザーをリソースに対して認証および承認するものはどれですか?
A. RADIUS
B. SSH
C. MSCHAP
D. OAuth
Answer: D

NEW QUESTION: 3
クラウド管理者は、管理者がサーバーにリモートでログインするたびにログファイルにエントリを挿入するようにサーバーを構成します。使用されているポリシーのタイプを説明しているBESTは次のうちどれですか。
A. 承認
B. 硬化
C. 監査
D. アクセス
Answer: C

NEW QUESTION: 4
Which of the following is correct regarding the implementation of a quality assurance and improvement program for the internal audit function?
A. The chief audit executive can establish a formal quality assurance and improvement program that is led by an audit manager.
B. The board has the primary responsibility for implementation of a robust quality assurance and improvement program for internal audit.
C. An internal audit function that is fully complying with internal assessment of quality can confidently claim it is performing in conformity with the International Professional Practices Framework.
D. A quality assurance and improvement program is applicable depending on the size and complexity of the audit function.
Answer: A