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Securities Industry Essentials Exam (SIE)
- Exam Number/Code : SIE
- Exam Name : Securities Industry Essentials Exam (SIE)
- Questions and Answers : 213 Q&As
- Update Time: 2019-01-10
- Price:
$ 99.00$ 39.00
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NEW QUESTION: 1
A. Option A
B. Option B
C. Option E
D. Option C
E. Option D
Answer: B,D
NEW QUESTION: 2
Which of the following computer crime is MORE often associated with INSIDERS?
A. Denial of service (DOS)
B. Password sniffing
C. IP spoofing
D. Data diddling
Answer: D
Explanation:
It refers to the alteration of the existing data , most often seen before it is entered
into an application.This type of crime is extremely common and can be prevented by using
appropriate access controls and proper segregation of duties. It will more likely be perpetrated by
insiders, who have access to data before it is processed.
The other answers are incorrect because :
IP Spoofing is not correct as the questions asks about the crime associated with the insiders.
Spoofing is generally accomplished from the outside.
Password sniffing is also not the BEST answer as it requires a lot of technical knowledge in
understanding the encryption and decryption process.
Denial of service (DOS) is also incorrect as most Denial of service attacks occur over the internet.
Reference : Shon Harris , AIO v3 , Chapter-10 : Law , Investigation & Ethics , Page : 758-760.
NEW QUESTION: 3
The market approach, income approach, and asset approach, or a combination of these, are all used to value marital property, but the courts seem to be leery of:
A. Evidence of sale of comparable practice'
B. New approaches and old approaches that have not gained wide acceptance in the valuation community.
C. New approaches that have not gained wide acceptance in the valuation community.
D. New approaches that have gained wide acceptance in the valuation community.
Answer: C