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Securities Industry Essentials Exam (SIE)

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 213 Q&As
  • Update Time: 2019-01-10
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
In which of the following scenarios would a customer service hotline receive a high volume of complaints regarding payments not being applied to customers' accounts?
A. Employees are submitting fraudulent expense reports.
B. Invoices are not being mailed to customers.
C. An employee is tampering with customer checks.
D. The customer service department is not forwarding complaints to the accounts receivable department.
Answer: C

NEW QUESTION: 2
An enterprise has two different departments, one that manages IT assets and one that manages facilities assets. Each department has shared the same general ledger accounts and cost centers, but work with different data sets and processes. What would be the recommended setup in IBM SmartCloud Control Desk?
A. Create an organization for each department
B. Create an instance of IBM SmartCloud Control Desk for each department
C. Create only one organization and one site for both departments
D. Create one organization and different sites for the departments
Answer: D
Explanation:
Topic 2, Volume B

NEW QUESTION: 3
A project manager would like to bring vendors into a new project. Which of the following documents should the potential vendors submit so the project manager can find the best vendors for the project?
A. SOW
B. Change request
C. RFP
D. SLA
Answer: A
Explanation:
"If you're working with vendors to perform some or all of the work of the project, it's critical that they know exactly what you are asking them to do. The statement of work (SOW) details the goods or services you want to procure. In many respects it's similar to the project scope statement, except that it focuses on the work being procured. It contains the project description, major deliverables, success criteria, assumptions, and constraints" Excerpt From: Kim Heldman. "CompTIA Project+ Study Guide." iBooks.